SEC and NFA sign MOU to enhance regulatory coordination on derivatives and securities oversight
The SEC and NFA have signed a Memorandum of Understanding to improve regulatory coordination in the oversight of derivatives and securities. This agreement aims to reduce duplicative regulation and enhance information sharing between the two agencies. It focuses on addressing emerging risks, improving compliance oversight, and streamlining regulatory efforts.
- ▪The SEC and NFA signed the MOU on May 21, 2026, in Washington, D.C.
- ▪The agreement aims to reduce duplicative regulation and improve information sharing.
- ▪It focuses on tackling emerging risks, enhancing compliance oversight, and eliminating redundant regulatory efforts.
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SEC and NFA sign MOU to enhance regulatory coordination on derivatives and securities oversight The agreement aims to reduce duplicative regulation and improve information sharing, building on a broader push toward inter-agency cooperation that includes crypto asset oversight. Share Add us on Google by Editorial Team May. 21, 2026 (function () { var s = document.currentScript; var wrapper = s && s.closest ? s.closest('.cb-sevioads-inarticle') : null; var inMobile = wrapper && wrapper.closest('#mobile-articles'); var inDesktop = wrapper && wrapper.closest('#desktop-articles'); if (inMobile || inDesktop) { var isDesktopVp = window.matchMedia('(min-width: 768px)').matches; var matches = (inMobile && !isDesktopVp) || (inDesktop && isDesktopVp); if (!matches) { var sevioDiv =…
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